SFC Licences of LO Shuk Man Charmaine 羅淑文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Actelligent Capital Management Limited | RO | 9 | 24 June 2019 | 20 July 2022 |
| Actelligent Capital Management Limited | RO | 4 | 24 June 2019 | 20 July 2022 |
| Makto Capital Management Limited | RE | 4 | 23 October 2017 | 08 February 2018 |
| Makto Capital Management Limited | RE | 9 | 07 September 2017 | 08 February 2018 |
| Pinpoint Asset Management Limited 保銀資產管理有限公司 | RE | 9 | 29 June 2016 | 03 March 2017 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 07 September 2010 | 03 October 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 07 September 2010 | 03 October 2011 |
| EMP-Daiwa Capital Asia Limited | RE | 4 | 29 September 2008 | 31 August 2010 |
| Merrill Lynch Far East Limited | RE | 6 | 14 August 2006 | 10 September 2008 |
| Merrill Lynch Far East Limited | RE | 4 | 14 August 2006 | 10 September 2008 |
| Merrill Lynch Far East Limited | RE | 1 | 14 August 2006 | 10 September 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 14 August 2006 | 10 September 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 14 August 2006 | 10 September 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 14 August 2006 | 10 September 2008 |