SFC Licences of LO Chi Yuen, Boris 盧志遠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| JW Capital Limited | RE | 9 | 21 August 2014 | 15 June 2017 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 | RE | 1 | 24 February 2010 | 31 August 2010 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 14 August 2006 | 23 January 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 14 August 2006 | 23 January 2010 |