SFC Licences of WONG Thomas Chung Hau 王忠孝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
First Beijing Investment Limited 第一北京投資有限公司 | RE | 9 | 24 September 2021 | |
Grace Financial Limited 恩榮金融有限公司 | RE | 9 | 30 November 2009 | 28 February 2013 |
Grace Financial Limited 恩榮金融有限公司 | RE | 4 | 30 November 2009 | 28 February 2013 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 15 August 2006 | 21 June 2008 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 15 August 2006 | 21 June 2008 |
Macquarie Corporate (Hong Kong) Limited | RE | 6 | 15 August 2006 | 21 June 2008 |