SFC Licences of TANG Hon Fai 鄧漢輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 4 | 24 March 2015 | |
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 14 March 2014 | |
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 14 March 2014 | |
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 14 March 2014 | |
CES Forex (HK) Limited 光證外匯(香港)有限公司 | RE | 3 | 18 July 2011 | 05 March 2014 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 14 August 2006 | 05 March 2014 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 14 August 2006 | 05 March 2014 |