SFC Licences of POON Sze Wai, Kelvin 潘仕偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Everbright Investment Management Limited 中國光大控股投資管理有限公司 |
RO | 1 | 16 May 2022 | |
| China Everbright Investment Management Limited 中國光大控股投資管理有限公司 |
RO | 4, 9 | 24 January 2017 | |
| China Everbright Investment Management Limited 中國光大控股投資管理有限公司 |
RE | 4, 9 | 01 September 2016 | 24 January 2017 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
RE | 4, 9 | 27 May 2011 | 01 September 2016 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RE | 6 | 08 August 2008 | 05 December 2009 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RE | 1 | 14 July 2008 | 05 December 2009 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
RE | 1, 4 | 15 August 2006 | 16 June 2008 |