SFC Licences of POON Sze Wai, Kelvin 潘仕偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Everbright Investment Management Limited 中國光大控股投資管理有限公司
RO 1 16 May 2022
China Everbright Investment Management Limited 中國光大控股投資管理有限公司
RO 4, 9 24 January 2017
China Everbright Investment Management Limited 中國光大控股投資管理有限公司
RE 4, 9 01 September 2016 24 January 2017
China Everbright Assets Management Limited 中國光大資產管理有限公司
RE 4, 9 27 May 2011 01 September 2016
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司
RE 6 08 August 2008 05 December 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司
RE 1 14 July 2008 05 December 2009
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司
RE 1, 4 15 August 2006 16 June 2008