SFC Licences of ZHU Jingshi 朱景士
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 19 July 2011 | 06 December 2014 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 19 July 2011 | 06 December 2014 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 30 October 2007 | 03 August 2009 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 30 October 2007 | 03 August 2009 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 6 | 29 August 2006 | 14 August 2007 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 29 August 2006 | 14 August 2007 |