SFC Licences of SETO Spencer W
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
RO | 1, 4 | 10 October 2019 | |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
RE | 1, 4 | 12 February 2019 | 10 October 2019 |
| PGIM (Hong Kong) Limited (trading as PGIM Fixed Income and PGIM Real Estate) 保德信(香港)有限公司 (以保德信固定收益及保德信房地產名義經營業務) |
RE | 1, 4 | 24 March 2015 | 16 January 2019 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RE | 1, 4, 9 | 19 June 2012 | 19 September 2014 |
| HSBC Global Asset Management (Hong Kong) Limited |
RE | 1, 4, 9 | 04 September 2006 | 31 May 2012 |
| HSBC Investment Funds (Hong Kong) Limited |
RE | 1 | 04 September 2006 | 31 May 2012 |