SFC Licences of SETO Spencer W

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司	RE	4	27 February 2024
Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司	RE	1	27 February 2024
Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司	RO	4	10 October 2019	17 May 2023
Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司	RO	1	10 October 2019	17 May 2023
Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司	RE	4	12 February 2019	10 October 2019
Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司	RE	1	12 February 2019	10 October 2019
PGIM (Hong Kong) Limited (trading as PGIM Fixed Income, PGIM Real Estate, PGIM Investments and PGIM Private Alternatives) 保德信(香港)有限公司 (以保德信固定收益、保德信房地產, 保德信投資, 及保德信私募另類投資名義經營業務)	RE	4	24 March 2015	16 January 2019
PGIM (Hong Kong) Limited (trading as PGIM Fixed Income, PGIM Real Estate, PGIM Investments and PGIM Private Alternatives) 保德信(香港)有限公司 (以保德信固定收益、保德信房地產, 保德信投資, 及保德信私募另類投資名義經營業務)	RE	1	24 March 2015	16 January 2019
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司	RE	9	19 June 2012	19 September 2014
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司	RE	4	19 June 2012	19 September 2014
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司	RE	1	19 June 2012	19 September 2014
HSBC Investment Funds (Hong Kong) Limited	RE	1	04 September 2006	31 May 2012
HSBC Global Asset Management (Hong Kong) Limited	RE	9	04 September 2006	31 May 2012
HSBC Global Asset Management (Hong Kong) Limited	RE	4	04 September 2006	31 May 2012
HSBC Global Asset Management (Hong Kong) Limited	RE	1	04 September 2006	31 May 2012