SFC Licences of SETO Spencer W

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司
RO 1, 4 10 October 2019
Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司
RE 1, 4 12 February 2019 10 October 2019
PGIM (Hong Kong) Limited (trading as PGIM Fixed Income and PGIM Real Estate) 保德信(香港)有限公司 (以保德信固定收益及保德信房地產名義經營業務)
RE 1, 4 24 March 2015 16 January 2019
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司
RE 1, 4, 9 19 June 2012 19 September 2014
HSBC Global Asset Management (Hong Kong) Limited
RE 1, 4, 9 04 September 2006 31 May 2012
HSBC Investment Funds (Hong Kong) Limited
RE 1 04 September 2006 31 May 2012