SFC Licences of LAU Nim Cho 劉念祖

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CIF Securities Futures Limited 混沌天成國際證券期貨有限公司 RE 1 22 November 2018 31 May 2020
CIF Securities Futures Limited 混沌天成國際證券期貨有限公司 RE 2 26 October 2018 31 May 2020
CIF Global Markets (HK) Limited 混沌天成國際金融有限公司 RO 3 17 May 2018 30 March 2020
CIF Global Markets (HK) Limited 混沌天成國際金融有限公司 RE 3 16 April 2018 17 May 2018
SBI FX Co., Limited 吉獅有限公司 RE 3 23 September 2016 04 April 2018
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RO 3 07 July 2014 28 May 2016
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 RE 2 25 February 2013 28 May 2016
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 3 25 February 2013 07 July 2014
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 06 August 2009 06 February 2013
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 06 August 2009 06 February 2013
CES Forex (HK) Limited 光證外匯（香港）有限公司 RE 3 17 November 2006 19 July 2009
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 2 18 August 2006 19 July 2009