SFC Licences of CHAU Ling 周凌

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
IMO Asset Management Limited	RO	9	14 November 2023
IMO Asset Management Limited	RO	4	14 November 2023
IMO Asset Management Limited	RE	9	14 September 2023	14 November 2023
IMO Asset Management Limited	RE	4	14 September 2023	14 November 2023
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	4	05 July 2016	12 December 2016
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	2	05 July 2016	12 December 2016
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	1	05 July 2016	12 December 2016
BOCI Securities Limited 中銀國際證券有限公司	RE	4	29 August 2011	05 February 2014
BOCI Securities Limited 中銀國際證券有限公司	RE	3	29 August 2011	05 February 2014
BOCI Securities Limited 中銀國際證券有限公司	RE	2	29 August 2011	05 February 2014
BOCI Securities Limited 中銀國際證券有限公司	RE	1	29 August 2011	05 February 2014
Nomura Securities (Hong Kong) Limited	RE	2	04 February 2010	07 July 2011
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	2	29 February 2008	07 July 2011
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	29 February 2008	07 July 2011
Nomura Futures (Hong Kong) Limited	RE	2	29 February 2008	19 February 2010
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司	RE	1	05 March 2007	18 February 2008
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司	RE	3	12 February 2007	18 February 2008
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司	RE	2	12 February 2007	18 February 2008
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司	RE	3	23 January 2007	31 January 2007
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司	RE	2	23 January 2007	31 January 2007
Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司	RE	3	15 December 2006	01 January 2007
Emperor Futures Limited 英皇期貨有限公司	RE	2	15 December 2006	01 January 2007