SFC Licences of LEE Yan Ben, Samuel 李仁本

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Reciprocus Asset Management Limited	RO	9	19 April 2023	05 February 2024
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RO	7	17 December 2019	20 June 2020
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RO	1	17 December 2019	20 June 2020
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RO	1	17 December 2019	20 June 2020
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RE	2	11 October 2016	20 June 2020
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RE	7	11 October 2016	17 December 2019
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RE	1	11 October 2016	17 December 2019
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RE	7	01 August 2013	10 October 2016
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RE	1	01 August 2013	10 October 2016
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	11 July 2012	17 December 2019
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司	RE	2	11 July 2012	10 October 2016
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	1	27 August 2010	03 April 2012
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	7	05 November 2008	03 April 2012
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	2	05 November 2008	03 April 2012
Credit Suisse Futures (Hong Kong) Limited	RE	7	24 July 2008	24 November 2008
Credit Suisse Futures (Hong Kong) Limited	RE	2	24 July 2008	24 November 2008
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	18 June 2008	03 April 2012
J.P. Morgan Broking (Hong Kong) Limited	RE	4	24 August 2006	07 May 2008
J.P. Morgan Broking (Hong Kong) Limited	RE	1	24 August 2006	07 May 2008