SFC Licences of KITAZAWA Tomohiro
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 06 September 2023 | |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 06 September 2023 | |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 22 July 2014 | 08 June 2021 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 22 July 2014 | 08 June 2021 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 18 June 2012 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 02 August 2010 | 18 June 2012 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 02 August 2010 | 06 December 2010 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 26 April 2010 | 10 May 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 26 April 2010 | 10 May 2010 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 17 April 2009 | 17 July 2009 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 17 April 2009 | 17 July 2009 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 22 August 2006 | 28 August 2006 |