SFC Licences of CRISPIN James Anthony
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 13 May 2013 | 05 October 2018 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 1 | 13 May 2013 | 05 October 2018 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 05 July 2010 | 01 February 2013 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 05 July 2010 | 01 February 2013 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 05 July 2010 | 01 February 2013 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 05 July 2010 | 01 February 2013 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RO | 1 | 16 February 2009 | 29 April 2010 |
| HSBC Securities (Asia) Limited | RO | 1 | 16 February 2009 | 29 April 2010 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 18 August 2006 | 16 February 2009 |