SFC Licences of DUNHAM Christopher Mark
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 30 November 2021 | |
| Merrill Lynch Far East Limited | RE | 2 | 04 June 2012 | 19 July 2021 |
| Merrill Lynch Far East Limited | RE | 1 | 04 June 2012 | 19 July 2021 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 04 June 2012 | 19 December 2018 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RO | 4 | 19 January 2012 | 26 April 2012 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 17 September 2009 | 19 January 2012 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RO | 1 | 05 August 2009 | 26 April 2012 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 28 April 2009 | 05 August 2009 |
| HSBC Securities (Asia) Limited | RO | 1 | 23 July 2007 | 18 February 2009 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RO | 1 | 08 May 2007 | 18 February 2009 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 18 August 2006 | 08 May 2007 |