SFC Licences of DUNHAM Christopher Mark

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 1 30 November 2021
Merrill Lynch Far East Limited RE 2 04 June 2012 19 July 2021
Merrill Lynch Far East Limited RE 1 04 June 2012 19 July 2021
Merrill Lynch (Asia Pacific) Limited RE 1 04 June 2012 19 December 2018
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RO 4 19 January 2012 26 April 2012
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RO 1 05 August 2009 26 April 2012
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 4 17 September 2009 19 January 2012
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 28 April 2009 05 August 2009
HSBC Securities (Asia) Limited RO 1 23 July 2007 18 February 2009
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RO 1 08 May 2007 18 February 2009
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 1 18 August 2006 08 May 2007