SFC Licences of TUNG Ka Hing 董嘉慶

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Rafter Capital Limited 椽盛資本有限公司
RO 4, 9 17 January 2022
Yuan Tong Global Asset Management Limited 圓通環球資產管理有限公司
RO 9 22 November 2019 27 October 2021
Yuan Tong Global Securities Limited 圓通環球證券有限公司
RO 2 11 June 2019 27 October 2021
Yuan Tong Global Securities Limited 圓通環球證券有限公司
RO 1, 4 09 April 2018 27 October 2021
Yuan Tong Global Asset Management Limited 圓通環球資產管理有限公司
RE 9 10 January 2018 22 November 2019
Yuan Tong Global Securities Limited 圓通環球證券有限公司
RE 1, 4 10 January 2018 09 April 2018
CSC Securities (HK) Limited 群益證券(香港)有限公司
RO 9 28 July 2017 10 December 2017
CSC Securities (HK) Limited 群益證券(香港)有限公司
RO 1, 2 06 April 2017 10 December 2017
CSC Securities (HK) Limited 群益證券(香港)有限公司
RE 9 29 January 2016 28 July 2017
CSC Futures (HK) Limited 群益期貨(香港)有限公司
RE 2 26 November 2014 07 April 2017
CSC Securities (HK) Limited 群益證券(香港)有限公司
RE 1 26 November 2014 06 April 2017
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司
RE 1 26 September 2012 14 November 2014
Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司
RE 2 26 September 2012 14 November 2014
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 26 May 2008 24 September 2012
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 17 August 2006 24 September 2012