SFC Licences of CHENG Yik 鄭翊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 07 November 2007 | 26 March 2008 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 07 November 2007 | 26 March 2008 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 09 November 2006 | 29 September 2007 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 24 August 2006 | 29 September 2007 |