SFC Licences of YUN Cheuk Ting Sara 甄灼婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 02 July 2009 | 03 March 2011 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 02 July 2009 | 03 March 2011 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 02 July 2009 | 03 March 2011 |
Nomura Futures (Hong Kong) Limited | RE | 2 | 04 December 2008 | 10 December 2008 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 09 October 2008 | 10 December 2008 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 09 October 2008 | 10 December 2008 |
Lehman Brothers Futures Asia Limited | RE | 2 | 17 August 2006 | 29 September 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 2 | 17 August 2006 | 29 September 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 17 August 2006 | 29 September 2008 |
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 | RE | 1 | 17 August 2006 | 29 September 2008 |