SFC Licences of YUN Cheuk Ting Sara 甄灼婷

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 02 July 2009 03 March 2011
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 02 July 2009 03 March 2011
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 02 July 2009 03 March 2011
Nomura Futures (Hong Kong) Limited RE 2 04 December 2008 10 December 2008
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 09 October 2008 10 December 2008
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 09 October 2008 10 December 2008
Lehman Brothers Futures Asia Limited RE 2 17 August 2006 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 2 17 August 2006 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 1 17 August 2006 29 September 2008
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 RE 1 17 August 2006 29 September 2008