SFC Licences of HUA Lei
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 03 September 2007 | 13 February 2009 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 06 August 2007 | 13 February 2009 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 31 August 2006 | 22 June 2007 |