SFC Licences of CHAN Yun Ting 陳潤霆
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 22 February 2008 | 27 February 2009 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 02 January 2008 | 27 February 2009 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 02 January 2008 | 27 February 2009 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 24 August 2006 | 07 March 2007 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 24 August 2006 | 07 March 2007 |