SFC Licences of KWOK Yee Fai 郭義輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 17 July 2013 | 30 June 2020 |
Centaline Securities Limited 中原證券有限公司 | RE | 1 | 17 October 2012 | 05 July 2013 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 02 February 2009 | 01 October 2012 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 02 February 2009 | 01 October 2012 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 24 August 2006 | 06 May 2008 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 24 August 2006 | 06 May 2008 |