SFC Licences of LI King Hong 李景康
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 01 July 2016 | 15 January 2021 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 | RE | 2 | 09 July 2012 | 15 January 2021 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 09 July 2012 | 30 June 2016 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 09 July 2012 | 30 June 2016 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 2 | 04 January 2010 | 27 June 2012 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 04 January 2010 | 27 June 2012 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 15 October 2007 | 22 December 2009 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 24 August 2006 | 22 December 2009 |