SFC Licences of YUEN Ka Leung 袁家樑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
orientiert International Markets Limited	RO	9	20 August 2020	28 April 2023
orientiert XYZ Securities Limited	RO	9	20 August 2020	28 April 2023
AMTD Wealth Management Solutions Group Limited	RO	9	20 August 2020
orientiert International Markets Limited	RO	4	04 June 2019	28 April 2023
orientiert International Markets Limited	RO	1	04 June 2019	28 April 2023
orientiert XYZ Securities Limited	RO	4	04 June 2019	28 April 2023
orientiert XYZ Securities Limited	RO	2	04 June 2019	28 April 2023
orientiert XYZ Securities Limited	RO	1	04 June 2019	28 April 2023
AMTD Wealth Management Solutions Group Limited	RO	4	04 June 2019
AMTD Wealth Management Solutions Group Limited	RO	1	04 June 2019
AMTD Wealth Management Solutions Group Limited	RE	9	02 May 2019	20 August 2020
orientiert International Markets Limited	RE	9	02 May 2019	20 August 2020
orientiert XYZ Securities Limited	RE	9	02 May 2019	20 August 2020
AMTD Wealth Management Solutions Group Limited	RE	4	02 May 2019	04 June 2019
AMTD Wealth Management Solutions Group Limited	RE	1	02 May 2019	04 June 2019
orientiert International Markets Limited	RE	4	02 May 2019	04 June 2019
orientiert International Markets Limited	RE	1	02 May 2019	04 June 2019
orientiert XYZ Securities Limited	RE	4	02 May 2019	04 June 2019
orientiert XYZ Securities Limited	RE	1	02 May 2019	04 June 2019
United Securities Limited 團結證券有限公司	RE	9	12 March 2018	31 March 2019
United Securities Limited 團結證券有限公司	RO	4	20 September 2017	31 March 2019
United Securities Limited 團結證券有限公司	RO	1	20 September 2017	31 March 2019
United Securities Limited 團結證券有限公司	RE	4	07 September 2017	20 September 2017
United Securities Limited 團結證券有限公司	RE	1	07 September 2017	20 September 2017
Glory Sun Securities Limited 寶新證券有限公司	RO	4	13 June 2017	30 June 2017
Glory Sun Securities Limited 寶新證券有限公司	RO	2	13 June 2017	30 June 2017
Glory Sun Securities Limited 寶新證券有限公司	RO	1	13 June 2017	30 June 2017
Glory Sun Securities Limited 寶新證券有限公司	RE	9	05 May 2017	30 June 2017
Glory Sun Securities Limited 寶新證券有限公司	RE	4	05 May 2017	13 June 2017
Glory Sun Securities Limited 寶新證券有限公司	RE	2	05 May 2017	13 June 2017
Glory Sun Securities Limited 寶新證券有限公司	RE	1	05 May 2017	13 June 2017
Yue Xiu Asset Management Limited 越秀資產管理有限公司	RE	9	14 March 2017	07 April 2017
Yue Xiu Futures Company Limited 越秀期貨有限公司	RO	5	09 December 2015	07 April 2017
Yue Xiu Futures Company Limited 越秀期貨有限公司	RO	2	09 December 2015	07 April 2017
Yue Xiu Securities Company Limited 越秀証券有限公司	RE	1	06 November 2015	07 April 2017
Yue Xiu Futures Company Limited 越秀期貨有限公司	RE	5	06 November 2015	09 December 2015
Yue Xiu Futures Company Limited 越秀期貨有限公司	RE	2	06 November 2015	09 December 2015
Guodu Securities (Hong Kong) Limited 國都證券(香港)有限公司	RE	1	05 March 2013	01 July 2015
Guodu Futures (Hong Kong) Limited 國都期貨(香港)有限公司	RO	5	04 December 2012	01 July 2015
Guodu Futures (Hong Kong) Limited 國都期貨(香港)有限公司	RO	2	04 December 2012	01 July 2015
Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司	RE	2	21 March 2012	01 August 2012
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司	RE	1	21 March 2012	01 August 2012
Well Link International Securities Limited 立橋國際證券有限公司	RO	2	21 November 2011	04 January 2012
Fortune (HK) Securities Limited 富強證券有限公司	RE	1	03 January 2011	04 January 2012
Well Link International Securities Limited 立橋國際證券有限公司	RE	2	19 November 2007	21 November 2011
Sino Capital Securities Limited 國順證券有限公司	RE	1	01 August 2007	03 January 2011
Tat Lee Securities Company Limited 達利證券有限公司	RE	1	25 October 2006	21 July 2007