SFC Licences of HE Guowang 賀國旺

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 6 25 August 2006 01 July 2007
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 1 25 August 2006 01 July 2007