SFC Licences of LAM Siu Fong 林少芳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 6 | 01 August 2018 | |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 4 | 01 August 2018 | |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 1 | 01 August 2018 | |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 4 | 23 June 2014 | 19 July 2018 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 03 January 2008 | 19 July 2018 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 12 February 2007 | 19 July 2018 |
| Mega Capital (Asia) Company Limited 兆豐資本(亞洲)有限公司 | RE | 1 | 25 October 2006 | 08 January 2007 |