SFC Licences of FRANCISCO Christopher 方宇傑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 30 December 2014 | 03 November 2015 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 10 February 2014 | 03 November 2015 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 10 February 2014 | 03 November 2015 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 10 February 2014 | 03 November 2015 |
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 4 | 28 December 2007 | 09 February 2014 |
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 1 | 28 December 2007 | 09 February 2014 |
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 6 | 03 December 2007 | 09 February 2014 |
Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RE | 6 | 05 October 2006 | 15 November 2007 |
Kingsway Capital Limited 滙富融資有限公司 | RE | 6 | 05 October 2006 | 15 November 2007 |