SFC Licences of TONG Kathryn Yao
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 31 October 2007 | 24 October 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 31 October 2007 | 24 October 2010 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 22 August 2006 | 21 August 2007 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 22 August 2006 | 21 August 2007 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 22 August 2006 | 21 August 2007 |