SFC Licences of XU Hu 徐虎
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 28 July 2022 | 26 November 2023 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 28 July 2022 | 26 November 2023 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 28 July 2022 | 26 November 2023 |
| J.P. Morgan Securities (Far East) Limited | RO | 6 | 20 March 2019 | 22 February 2022 |
| J.P. Morgan Securities (Far East) Limited | RO | 4 | 20 March 2019 | 22 February 2022 |
| J.P. Morgan Securities (Far East) Limited | RO | 1 | 20 March 2019 | 22 February 2022 |
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 13 January 2012 | 20 March 2019 |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 13 January 2012 | 20 March 2019 |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 13 January 2012 | 20 March 2019 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 13 November 2008 | 19 November 2009 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 | RE | 6 | 29 August 2006 | 16 October 2008 |