SFC Licences of LIU Ning 劉宁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited Merrill Lynch (Asia Pacific) Limited |
RE | 1, 4, 6 | 02 July 2010 | 01 March 2012 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
RE | 1, 6 | 28 August 2006 | 07 January 2008 |