SFC Licences of LIU Ning 劉宁

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch Far East Limited
Merrill Lynch (Asia Pacific) Limited
RE 1, 4, 6 02 July 2010 01 March 2012
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司
RE 1, 6 28 August 2006 07 January 2008