SFC Licences of SHEA Agnes Wan Suen 佘韻璇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Leonteq Securities (Hong Kong) Limited | RO | 4 | 26 July 2019 | 05 August 2020 |
| Leonteq Securities (Hong Kong) Limited | RO | 1 | 26 July 2019 | 05 August 2020 |
| Leonteq Securities (Hong Kong) Limited | RE | 4 | 18 October 2018 | 26 July 2019 |
| Leonteq Securities (Hong Kong) Limited | RE | 1 | 18 October 2018 | 26 July 2019 |
| Beijing Securities Limited 北京證券有限公司 | RE | 1 | 20 March 2009 | 01 May 2009 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 13 November 2007 | 21 November 2008 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 17 October 2007 | 21 November 2008 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 | RE | 1 | 25 August 2006 | 09 October 2007 |