SFC Licences of SPENCE Andrew Charles
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Athos Capital Limited | RE | 9 | 12 April 2022 | |
| Dragon Capital Management (HK) Limited | RE | 9 | 10 July 2015 | 01 January 2017 |
| Morgan Stanley Hong Kong Securities Limited | RE | 7 | 24 July 2013 | 26 November 2013 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 26 November 2013 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 19 March 2007 | 26 November 2013 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 19 March 2007 | 26 November 2013 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 19 March 2007 | 24 July 2013 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 19 March 2007 | 06 December 2010 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 19 March 2007 | 06 December 2010 |
| Elliott Advisors (HK) Limited | RE | 9 | 28 August 2006 | 31 December 2006 |