SFC Licences of HO King Fai 何勁輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
The Core Securities Company Limited 核聚證券有限公司 RE 9 19 February 2024
The Core Securities Company Limited 核聚證券有限公司 RE 4 19 February 2024
The Core Securities Company Limited 核聚證券有限公司 RE 1 19 February 2024
Caitong International Securities Co., Limited 財通國際證券有限公司 RO 4 08 November 2023 28 November 2023
Caitong International Securities Co., Limited 財通國際證券有限公司 RO 1 08 November 2023 28 November 2023
Caitong International Securities Co., Limited 財通國際證券有限公司 RE 4 21 September 2023 08 November 2023
Caitong International Securities Co., Limited 財通國際證券有限公司 RE 1 21 September 2023 08 November 2023
Acer King Securities International Limited 雅景證券股份有限公司 RO 1 23 March 2018 30 June 2023
Acer King Capital Hong Kong Limited 雅景資本(香港)有限公司 RO 9 01 February 2017 30 June 2023
Acer King Capital Hong Kong Limited 雅景資本(香港)有限公司 RO 4 01 February 2017 30 June 2023
QMIS Asset Management Limited 華亞資產管理有限公司 RO 9 27 August 2015 28 December 2015
QMIS Asset Management Limited 華亞資產管理有限公司 RO 4 27 August 2015 28 December 2015
QMIS Securities Limited 華亞證券有限公司 RE 1 14 July 2015 28 December 2015
QMIS Asset Management Limited 華亞資產管理有限公司 RE 9 14 July 2015 27 August 2015
QMIS Asset Management Limited 華亞資產管理有限公司 RE 4 14 July 2015 27 August 2015
Matrix Asset Management Limited 矩陣資產管理有限公司 RO 9 05 June 2014 30 June 2015
Matrix Asset Management Limited 矩陣資產管理有限公司 RO 4 05 June 2014 30 June 2015
Phoenician Limited 富理基有限公司 RO 9 22 March 2013 17 January 2014
MF Global Hong Kong Limited 明富環球香港有限公司 RE 5 20 February 2009 14 September 2011
MF Global Hong Kong Limited 明富環球香港有限公司 RE 4 20 February 2009 14 September 2011
MF Global Hong Kong Limited 明富環球香港有限公司 RE 2 25 August 2008 14 September 2011
MF Global Hong Kong Limited 明富環球香港有限公司 RE 1 25 August 2008 14 September 2011
Cinda International Securities Limited 信達國際證券有限公司 RE 1 27 October 2006 04 August 2008
Cinda International Futures Limited 信達國際期貨有限公司 RE 2 27 October 2006 04 August 2008