SFC Licences of SZE Tin Yeung, Randoll 施天揚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
RE | 1, 4, 6 | 17 August 2021 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RE | 1, 4, 6 | 04 July 2013 | 16 September 2017 |
| J.P. Morgan Securities (Far East) Limited |
RE | 1, 4, 6 | 13 January 2012 | 28 March 2013 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RE | 1, 4, 6 | 25 August 2006 | 17 June 2011 |