SFC Licences of LAI Pei Chung 黎沛沖

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 6 09 August 2022
Fosun International Securities Limited 復星國際證券有限公司 RE 6 30 October 2020 31 December 2020
Fosun International Securities Limited 復星國際證券有限公司 RE 1 30 October 2020 31 December 2020
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RO 4 16 August 2018 14 August 2020
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RO 1 16 August 2018 14 August 2020
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RO 6 06 July 2018 14 August 2020
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RE 4 04 December 2017 16 August 2018
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RE 1 04 December 2017 16 August 2018
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RE 6 04 December 2017 06 July 2018
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RO 6 28 March 2017 12 October 2017
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RO 1 04 January 2017 12 October 2017
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 6 04 December 2012 28 March 2017
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 1 04 December 2012 04 January 2017
BOCI Asia Limited 中銀國際亞洲有限公司 RE 6 12 March 2012 30 October 2012
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 21 September 2010 01 December 2011
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 21 September 2010 01 December 2011
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 21 September 2010 01 December 2011
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 21 December 2009 01 July 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 10 October 2008 01 July 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 10 October 2008 01 July 2010
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 6 29 August 2006 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 4 29 August 2006 29 September 2008