SFC Licences of SHARMA Naveen Prakash

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 2 05 August 2019 18 December 2020
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 05 August 2019 18 December 2020
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 2 05 December 2017 08 December 2017
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 05 December 2017 08 December 2017
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 2 16 June 2017 23 June 2017
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 16 June 2017 23 June 2017
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 2 26 May 2017 12 June 2017
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 26 May 2017 12 June 2017
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 2 03 November 2016 04 November 2016
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 03 November 2016 04 November 2016
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 2 13 April 2016 15 April 2016
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 13 April 2016 15 April 2016
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 2 18 March 2009 18 June 2015
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 28 August 2006 18 June 2015