SFC Licences of CHUANG I-Chu 莊易築

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 RO 1 28 April 2022
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 RE 1 08 October 2021 28 April 2022
Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司 RE 9 29 June 2021 19 April 2022
Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 RO 1 01 March 2018
Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 RE 1 26 July 2017 01 March 2018
Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 RE 6 26 July 2017
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 RO 4 07 November 2016 30 June 2017
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 RO 1 07 November 2016 30 June 2017
Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 RO 5 07 November 2016 04 May 2017
Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 RO 2 07 November 2016 04 May 2017
Fosun International Securities Limited 復星國際證券有限公司 RE 9 16 February 2016 30 June 2016
Fosun International Securities Limited 復星國際證券有限公司 RO 4 26 October 2015 30 June 2016
Fosun International Securities Limited 復星國際證券有限公司 RO 1 26 October 2015 30 June 2016
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 2 10 October 2014 17 August 2015
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 4 17 September 2012 17 August 2015
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 1 17 September 2012 17 August 2015
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 14 August 2012 17 September 2012
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 14 August 2012 17 September 2012
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 RO 4 29 September 2010 29 June 2012
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 RO 1 30 August 2010 29 June 2012
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 RE 1 23 August 2010 30 August 2010
IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 RO 4 18 February 2010 30 June 2010
IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 RO 1 18 February 2010 30 June 2010
IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 RE 4 22 January 2010 18 February 2010
IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 RE 1 22 January 2010 18 February 2010
Open Asset Management Limited 開盤資産管理有限公司 RO 4 20 November 2007 02 October 2009
Open Asset Management Limited 開盤資産管理有限公司 RE 4 02 November 2007 20 November 2007
Open Securities Limited 開盤證券有限公司 RO 1 13 November 2006 02 October 2009
Open Securities Limited 開盤證券有限公司 RO 4 13 November 2006 02 October 2009