SFC Licences of CHU Tai Wai 朱大衛

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Marlin Capital Limited 馬林資本有限公司 RO 9 16 August 2023
Marlin Capital Limited 馬林資本有限公司 RO 4 16 August 2023
Marlin Capital Limited 馬林資本有限公司 RO 1 16 August 2023
SunRiver International Securities Group Limited 淞港國際證券集團有限公司 RO 9 05 January 2021 10 August 2023
SunRiver International Securities Group Limited 淞港國際證券集團有限公司 RO 4 05 January 2021 10 August 2023
SunRiver International Securities Group Limited 淞港國際證券集團有限公司 RO 1 05 January 2021 10 August 2023
Alpha Win Capital Limited 中源國際資本有限公司 RO 9 06 March 2019 21 November 2020
Alpha Win Capital Limited 中源國際資本有限公司 RO 4 06 March 2019 21 November 2020
Alpha Win Capital Limited 中源國際資本有限公司 RO 1 06 March 2019 21 November 2020
Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 RE 9 03 July 2012 08 July 2016
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 02 May 2007 28 February 2019
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 9 30 March 2007 30 June 2012
iBest Consultants Limited RE 9 29 December 2006 16 March 2007
iBest Consultants Limited RE 4 29 November 2006 16 March 2007
Lion Global Financial Limited 獅瀚環球金融有限公司 RE 4 10 October 2006 20 November 2006