SFC Licences of CHEUNG Ka Yee, Joyce 張嘉儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Rockpool Capital Limited 摩石資本有限公司 | RE | 9 | 15 March 2021 | 13 May 2022 |
Rockpool Capital Limited 摩石資本有限公司 | RE | 4 | 15 March 2021 | 13 May 2022 |
Rockpool Capital Limited 摩石資本有限公司 | RE | 1 | 15 March 2021 | 13 May 2022 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 11 May 2012 | 01 May 2013 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 06 August 2009 | 01 May 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 30 August 2006 | 17 July 2009 |