SFC Licences of DIXIT Shiva
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 09 July 2007 | 11 April 2008 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 09 July 2007 | 11 April 2008 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 04 September 2006 | 30 March 2007 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 04 September 2006 | 30 March 2007 |