SFC Licences of CHU Wai Leung 朱偉良
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RO | 9 | 01 March 2019 | |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RO | 2 | 06 October 2017 | |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RO | 4 | 13 December 2016 | |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RO | 1 | 13 December 2016 | |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 9 | 21 January 2016 | 26 April 2017 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 2 | 21 January 2016 | 26 April 2017 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 2 | 20 March 2014 | 20 September 2014 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 4 | 09 September 2013 | 13 December 2016 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 1 | 09 September 2013 | 13 December 2016 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 27 October 2007 | 30 September 2010 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 18 October 2006 | 18 June 2010 |