SFC Licences of LONG Xiaobo 龍 小波
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 | RO | 9 | 06 September 2007 | 09 December 2019 |
| First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 | RO | 4 | 06 September 2007 | 09 December 2019 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 9 | 04 September 2006 | 27 September 2006 |