SFC Licences of TEO Kim Guan 張金源
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 | RO | 5 | 20 November 2018 | 31 December 2023 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 | RO | 2 | 20 November 2018 | 31 December 2023 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RO | 1 | 20 November 2018 | 31 December 2023 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 | RE | 2 | 13 August 2018 | 20 November 2018 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 13 August 2018 | 20 November 2018 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 | RE | 2 | 06 August 2015 | 01 February 2018 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 06 August 2015 | 01 February 2018 |
| HSBC Structured Funds (Asia) Limited | RO | 9 | 08 August 2008 | 01 September 2014 |
| HSBC Structured Funds (Asia) Limited | RO | 4 | 08 August 2008 | 01 September 2014 |
| HSBC Structured Funds (Asia) Limited | RE | 4 | 07 September 2006 | 08 August 2008 |
| HSBC Structured Funds (Asia) Limited | RE | 9 | 07 September 2006 | 01 July 2007 |