SFC Licences of ENG Cheng Hua 翁振華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 | RE | 4 | 03 May 2010 | 18 April 2012 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 03 May 2010 | 18 April 2012 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 17 December 2007 | 27 March 2010 |
ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 08 September 2006 | 15 December 2007 |