SFC Licences of YU Gregory Hock-ken 余學勤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
J.P. Morgan Broking (Hong Kong) Limited RE 4 28 June 2022
J.P. Morgan Broking (Hong Kong) Limited RE 5 16 January 2020 04 May 2020
J.P. Morgan Broking (Hong Kong) Limited RE 2 16 January 2020 04 May 2020
J.P. Morgan Securities (Asia Pacific) Limited 4 11 November 2016
J.P. Morgan Securities (Asia Pacific) Limited 1 11 November 2016
J.P. Morgan Broking (Hong Kong) Limited RO 5 27 January 2014 16 January 2020
J.P. Morgan Broking (Hong Kong) Limited RO 2 27 January 2014 16 January 2020
J.P. Morgan Broking (Hong Kong) Limited RE 5 03 August 2012 27 January 2014
J.P. Morgan Broking (Hong Kong) Limited RE 2 03 August 2012 27 January 2014
J.P. Morgan Broking (Hong Kong) Limited RE 5 08 September 2006 17 September 2010
J.P. Morgan Broking (Hong Kong) Limited RE 4 08 September 2006 17 September 2010
J.P. Morgan Broking (Hong Kong) Limited RE 2 08 September 2006 17 September 2010
J.P. Morgan Broking (Hong Kong) Limited RE 1 08 September 2006 17 September 2010