SFC Licences of AGARWAL Anand

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司	RO	9	03 October 2023
Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司	RO	4	03 October 2023
Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司	RO	1	03 October 2023
GLG Partners Hong Kong Limited	RO	9	16 August 2023	02 October 2023
GLG Partners Hong Kong Limited	RO	4	16 August 2023	02 October 2023
GLG Partners Hong Kong Limited	RO	1	16 August 2023	02 October 2023
GLG Partners Hong Kong Limited	RE	9	15 September 2020	16 August 2023
GLG Partners Hong Kong Limited	RE	4	15 September 2020	16 August 2023
GLG Partners Hong Kong Limited	RE	1	15 September 2020	16 August 2023
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司	RE	9	03 December 2014	22 June 2020
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司	RE	4	03 December 2014	22 June 2020
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司	RE	1	03 December 2014	22 June 2020
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司	RE	4	13 February 2012	14 November 2014
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	4	19 March 2010	19 April 2010
UBS Securities Asia Limited	RE	4	20 September 2006	09 June 2007