SFC Licences of HSIEH Tzung-Wen 謝宗文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 4 | 21 November 2006 | 04 April 2019 |