SFC Licences of LIN Yu-Ming 林育民
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 4 | 04 July 2016 | 21 January 2017 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 4 | 07 December 2015 | 15 December 2015 |
UBS Securities Asia Limited | RE | 4 | 21 November 2006 | 12 March 2008 |