SFC Licences of BHATIA Gaurang Kishor
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 2 | 19 May 2011 | 02 May 2014 |
| UBS Securities Asia Limited | RE | 1 | 19 May 2011 | 02 May 2014 |
| UBS Securities Asia Limited | RE | 4 | 20 November 2006 | 19 May 2011 |