SFC Licences of BAL Jaj Raj Singh
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 22 August 2016 | 17 October 2017 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 18 June 2015 | 15 April 2016 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 17 March 2015 | 21 March 2015 |
| UBS Securities Asia Limited | RE | 4 | 20 November 2006 | 01 March 2012 |