SFC Licences of CHEN Ken An 陳安

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Asia Limited RE 1 25 October 2022
UBS Securities Asia Limited RE 1 16 October 2017 31 May 2022
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RO 4 02 April 2013 09 June 2017
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 2 13 June 2014 11 July 2016
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 13 June 2014 11 July 2016
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 7 13 June 2014 30 November 2015
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 4 23 January 2013 02 April 2013
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 05 March 2012 23 January 2013
UBS Securities Asia Limited RE 4 21 November 2006 08 October 2010