SFC Licences of CHEN Ken An 陳安
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 1 | 22 March 2024 | 28 March 2024 |
| UBS Securities Asia Limited | RE | 1 | 25 October 2022 | 28 October 2022 |
| UBS Securities Asia Limited | RE | 1 | 16 October 2017 | 31 May 2022 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 13 June 2014 | 11 July 2016 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 13 June 2014 | 11 July 2016 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 7 | 13 June 2014 | 30 November 2015 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RO | 4 | 02 April 2013 | 09 June 2017 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 23 January 2013 | 02 April 2013 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 05 March 2012 | 23 January 2013 |
| UBS Securities Asia Limited | RE | 4 | 21 November 2006 | 08 October 2010 |