SFC Licences of MATHUR Sanjay
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Moody's Investors Service Hong Kong Limited | RE | 10 | 10 January 2017 | 12 January 2017 |
| UBS Securities Asia Limited | RE | 4 | 20 November 2006 | 02 April 2007 |