SFC Licences of WONG Jinrong Andy 黃金融

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Aspex Management (HK) Limited RE 9 07 July 2020
Harmony Advisors Limited 喜望利顧問有限公司 RO 9 01 June 2015 30 June 2015
Harmony Advisors Limited 喜望利顧問有限公司 RE 9 13 March 2014 01 June 2015
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 RE 2 10 April 2012 13 April 2012
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 RE 1 10 April 2012 13 April 2012
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 2 02 April 2012 13 April 2012
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 02 April 2012 13 April 2012
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 RE 2 04 January 2011 17 February 2012
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 RE 1 04 January 2011 17 February 2012
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 2 04 January 2011 17 February 2012
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 04 January 2011 17 February 2012
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 7 07 November 2008 31 March 2009
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 07 November 2008 31 March 2009
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 1 13 September 2006 31 March 2009
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 13 September 2006 31 March 2009
Credit Suisse Futures (Hong Kong) Limited RE 7 13 September 2006 24 November 2008
Credit Suisse Futures (Hong Kong) Limited RE 2 13 September 2006 24 November 2008